Chris mcclure sec

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August undefined, 2024

WebDec 11, 2024 · On July 6, 2024, a federal district court in Connecticut entered final judgments against investment adviser Westport Capital Markets, LLC and its sole owner, … WebJun 7, 2024 · According to BrokerCheck records financial advisor Christopher McClure (McClure), currently employed by Westport Capital Markets, LLC (Westport Capital) has been subject to at least two customer complaints and a regulatory action brought by the SEC during the course of his career.

SEC.gov Jury Finds Investment Adviser and its Owner

WebView the profiles of people named Chris Mclure. Join Facebook to connect with Chris Mclure and others you may know. Facebook gives people the power to... WebMay 25, 2024 · Chris McClure, Mark Shannon, Wes Kelly, Adam Pajakowski, and Marc Rossell. 5/25/2024. The Securities and Exchange Commission’s (SEC’s) proposed … topstone women\u0027s 2

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WebMar 8, 2024 · Christopher McClure Work Experience and Education. According to ZoomInfo records, Christopher McClure’s professional experience began in 2007. Since then Christopher has changed 5 companies and 5 roles. Currently, Christopher McClure works as a Senior Advanced To Chancellor and Chief Strategist at University of North … WebLearn more about and schedule a meeting with Christopher Mcclure of Chapin, SC (21093). Read the verified client reviews and schedule a meeting today. View the … WebIAPD provides information on Investment Adviser firms regulated by the SEC and/or state securities regulators topstone temple

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WebOct 22, 2016 · Chris has an MBA from the Kellogg School of Management at Northwestern and strong professional and civic involvement and … WebChristopher Mcclure is a financial advisor operating out of Chapin, South Carolina, who has been in the advisory business for 13 years. Mcclure works at Wells Fargo Clearing Services, LLC. ... Please visit their SEC profile for more details. Office Location Wells Fargo Clearing Services, LLC 168 Columbia Ave Chapin, SC 29036 ... topstones tiltonWebMar 24, 2024 · A federal jury in Connecticut found investment advisory firm Westport Capital Markets and its owner Christopher McClure guilty of defrauding their clients by … topstore vip download apps

"WebMay 24, 2024 · Hello, I Really need some help. Posted about my SAB listing a few weeks ago about not showing up in search only when you entered the exact name. I pretty … " - Chris mcclure sec

Chris mcclure sec

WebJan 1, 2024 · Posted on Jan 07, 2014. Swier Law Firm, Prof. LLC is pleased to announce that Chris McClure has been selected to serve as an Adjunct Professor at the University … WebJul 7, 2024 · The investment adviser and his firm, where he also serves as CEO, are jointly and severally liable for nearly $821,000 in disgorgement and interest, the U.S. District …

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WebSep 12, 2024 · In the case of SEC v.Westport Capital Markets, LLC and Christopher E. McClure, a Brattle Group Principal was retained by the SEC to provide an expert report and testimony on the dually-registered broker-dealer and investment advisor’s efforts to defraud its advisory clients.Our team examined the firm’s trading activities, the earnings that it … WebView Chris McClure’s profile on LinkedIn, the world’s largest professional community. Chris has 1 job listed on their profile. See the complete profile on LinkedIn and discover Chris ...

WebMar 16, 2024 · Washington D.C., March 16, 2024 —. Today, jurors in New Haven, Connecticut, federal court returned a verdict in the Securities and Exchange … WebJun 7, 2024 · According to BrokerCheck records financial advisor Christopher McClure (McClure), currently employed by Westport Capital Markets, LLC (Westport Capital) has …

WebThe City of Fawn Creek is located in the State of Kansas. Find directions to Fawn Creek, browse local businesses, landmarks, get current traffic estimates, road conditions, and … WebView the profiles of people named Chris McClure. Join Facebook to connect with Chris McClure and others you may know. Facebook gives people the power to...

WebJan 23, 2024 · 23rd January 2024. Chris McClure on the cover of Arctic Monkeys’ debut album CREDIT: Press. Chris McClure has reflected on having his photo used as the artwork for Arctic Monkeys ’ debut album ...

WebJan 28, 2024 · Elected Chris McClure, chief strategy officer, to be assistant secretary of the board. Authorized advance planning and site approval for the Porthole Alley redevelopment project and accepted the donation of 17-acre Phillips Island, near Morehead City, for the use of the Institute of Marine Sciences. topstreamfilm.tv suchenWebFeb 22, 2024 · SEC Claims Christopher McClure, Westport Capital Markets Failed To Disclose Fees And Mark-Ups . From March 2012 through June 2015, McClure and Westport allegedly charged hidden mark-ups when the brokerage firm was principal. Apparently, McClure used its proprietary accounts to sell investments to investors. … topstream net radio hostingWebNot the Chris Mcclure you were looking for? Find contact details for 700 million professionals. Search. Others Named Chris McClure. Chris McClure Manager - DCP Advisors. Dallas, Texas, United States View. 4 gmail.com; alumni.rice.edu; dundon.co; rice.edu; 2 281546XXXX; 626-573-XXXX ... topstrategicWebLearn more about and schedule a meeting with Christopher Mcclure of Chapin, SC (21093). Read the verified client reviews and schedule a meeting today. View the designations, certifications, education and the specialties for Christopher Mcclure. ... SEC’s new marketing goes into effect in November and changes how financial advisors … topstream tvWebFeb 22, 2024 · SEC Charges Westport Capital Markets, Christopher McClure With Fraud. Westport Capital Markets president and CEO, Christopher Edward McClure (CRD#: … topstox领藏WebApr 12, 2009 · The answer to everything by Chris McClure topstreams wweWebCHRISTOPHER EDWARD MCCLURE (CRD# 2289844) The report summary provides an overview of the representative's professional background and conduct. The information … topstox racing